Head of Compliance

Head of Compliance

  • Location: Paris
  • Type: Permanent
  • Job #11740

Head of Compliance 

Internal Control, Compliance & Data Protection

 

For a French Based Fintech operating in the field of Open banking, we are looking for a Head of Compliance (Internal Control, Compliance & Data Protection). 

 

The Job

 

As Head of Compliance (Internal Control, Compliance & Data Protection) you will ensure the sustain of the regulations together with the authorities, partners and team members. Accordingly, your day-to-day tasks look as follows:

 

Compliance

  • ensure the conformity of products and services;

  • ensuring regulatory monitoring and adapting risk management systems to products and services ;

  • set up and maintain anti-money laundering and anti-money laundering procedures

  • financing of terrorism (KYC/KYB/scoring);

  • ensure the proper management of KYC / KYB alerts / transaction scoring and fraud;

  • train employees in regulatory subjects (LCB-FT, GDPR, Risks, etc.).

 

Protection of personal data

  • ensure proper compliance with regulations by assuming the role of Data Protection Officer (DPO/DPD)

  • put in place the personal data protection system and ensure that the risk of personal data is controlled.

 

Legal – (Distribution Compliance, very specific to our industry) – 

  • preserve the interests of the company on compliance and personal data subjects;

  • ensure the regulatory compliance of the establishment's contracts and contractual plan.

 

Internal control

  • ensure that the internal controller implements the permanent control plan (reports, control sheets, recommendations);

  • be the point of contact for periodic control and ensure that the recommendations of the periodic control are properly implemented.

 

Risk control

  • be a privileged interlocutor of the establishment before the French, European and British supervisory authorities;

  • formalize reports, activity reports and commercial documentation;

  • coordinate regulatory procedures (PUPA, Code of Ethics, Incident, PSEE …);

  • ensure the identification of operational risks and regulatory non-compliance as well as the applicable risk management systems;

  • participate in regulatory monitoring in order to identify new risks of regulatory non-compliance;

  • set up and organize the appropriate risk and compliance committees for the institution's activities.

 

Management

  • hierarchically and operationally manage the risk, internal control and compliance team

 

Others

  • contribute positively to the overall development of society.

  • convey a culture of risk in the establishment.

  • make risks and compliance a real business asset for the company.

  • These missions are likely to evolve according to the needs and priorities of the company in connection with the evolution of the strategy.

 

Required Skills

  • You have between 7 and 10 years of experience (including at least 5 in the payment / banking sector)

  • You have already worked on risks, internal control and compliance for an innovative company

  • You have already been DPO as part of your experiences

  • You appreciate teamwork and accompany the business

  • You are familiar with banking law

  • You speak perfect English

  • You know how to be flexible and flexible

If you are interested in learning more, please contact [email protected]

Apply Now

Apply Now

Attach a resume file. Accepted file types are DOC, DOCX, PDF, HTML, and TXT.
Attach an additional file, if applicable. Accepted file types are DOC, DOCX, PDF, HTML, and TXT.

We are uploading your application. It may take a few moments to read your resume. Please wait!

Share on whatsapp
Share on email
Share on facebook
Share on twitter

Are you interested, get in touch with:

Petula Marbler

[email protected]

But first, cookies

We use cookies to improve your experience and deliver personalized content. By using this website, you agree to our Privacy Policy.
New podcast: An Interview with Tom van Wees and Roderick de Koning, CCO and CEO of Ginger Payments