Head of Compliance
Internal Control, Compliance & Data Protection
For a French Based Fintech operating in the field of Open banking, we are looking for a Head of Compliance (Internal Control, Compliance & Data Protection).
The Job
As Head of Compliance (Internal Control, Compliance & Data Protection) you will ensure the sustain of the regulations together with the authorities, partners and team members. Accordingly, your day-to-day tasks look as follows:
Compliance
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ensure the conformity of products and services;
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ensuring regulatory monitoring and adapting risk management systems to products and services ;
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set up and maintain anti-money laundering and anti-money laundering procedures
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financing of terrorism (KYC/KYB/scoring);
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ensure the proper management of KYC / KYB alerts / transaction scoring and fraud;
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train employees in regulatory subjects (LCB-FT, GDPR, Risks, etc.).
Protection of personal data
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ensure proper compliance with regulations by assuming the role of Data Protection Officer (DPO/DPD)
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put in place the personal data protection system and ensure that the risk of personal data is controlled.
Legal – (Distribution Compliance, very specific to our industry) –
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preserve the interests of the company on compliance and personal data subjects;
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ensure the regulatory compliance of the establishment's contracts and contractual plan.
Internal control
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ensure that the internal controller implements the permanent control plan (reports, control sheets, recommendations);
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be the point of contact for periodic control and ensure that the recommendations of the periodic control are properly implemented.
Risk control
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be a privileged interlocutor of the establishment before the French, European and British supervisory authorities;
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formalize reports, activity reports and commercial documentation;
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coordinate regulatory procedures (PUPA, Code of Ethics, Incident, PSEE …);
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ensure the identification of operational risks and regulatory non-compliance as well as the applicable risk management systems;
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participate in regulatory monitoring in order to identify new risks of regulatory non-compliance;
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set up and organize the appropriate risk and compliance committees for the institution's activities.
Management
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hierarchically and operationally manage the risk, internal control and compliance team
Others
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contribute positively to the overall development of society.
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convey a culture of risk in the establishment.
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make risks and compliance a real business asset for the company.
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These missions are likely to evolve according to the needs and priorities of the company in connection with the evolution of the strategy.
Required Skills
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You have between 7 and 10 years of experience (including at least 5 in the payment / banking sector)
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You have already worked on risks, internal control and compliance for an innovative company
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You have already been DPO as part of your experiences
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You appreciate teamwork and accompany the business
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You are familiar with banking law
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You speak perfect English
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You know how to be flexible and flexible
If you are interested in learning more, please contact [email protected]
